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DRM Watch : Legal Issues: Federal Judge Condemns DMCA Abuse in Printer Toner Case

Federal Judge Condemns DMCA Abuse in Printer Toner Case
November 4, 2004
By Bill Rosenblatt

The U.S. Sixth Cicuit Appeals Court last Tuesday reversed a lower court decision and jeopardized the attempt of Lexmark, the printer maker, to use DMCA 1201 to bar third-party makers of laser toner cartridges from competing with it.  The Court overturned a preliminary injunction that disallowed Static Control Components (SCC) from producing control chips that enable third-party toner cartridges to work with Lexmark printers.

Lexmark's litigation is an egregious abuse of DMCA 1201, and it is about time that federal judges saw sense and treated it with the contempt it deserves.  The judges in the case found that a piece of software used to process the loading of toner cartridges did not qualify as a copyrighted work, because it the "ideas" it "expressed" were too trivial to be considered "creative," and thus fell on the wrong side of the idea-expression dichotomy that is central to copyright law.  Therefore, SCC's reverse engineering of Lexmark's control chip does not qualify as "circumvention" technology. 

One of the judges in the case, in a concurring opinion that accompanied the decision, stated that the decision should have gone further and that in general, this type of use of DMCA 1201 should not be allowed.  Judge Gilbert Merritt said: "If we were to adopt Lexmark's reading of the statute, manufacturers could potentially create monopolies for replacement parts simply by using similar, but more creative, lock-out codes. Automobile manufacturers, for example, could control the entire market of replacement parts for their vehicles by including lock-out chips. Congress did not intend to allow the DMCA to be used offensively in this manner, but rather only sought to reach those who circumvented protective measures 'for the purpose' of pirating works protected by the copyright statute. Unless a plaintiff can show that a defendant circumvented protective measures for such a purpose, its claim should not be allowed to go forward."

Unfortunately, this case is not over yet; only the District Court's preliminary injuction has been overturned.  But let's hope that this ludicrous case follows the same path as the Chamberlain vs. Skylink case, in which similar claims to Lexmark's were made by a vendor of garage door openers.  A federal appeals court rightly affirmed a lower court's rejection of Chamberlain's DMCA-based complaint just two months ago.  Let Judge Merritt's words serve as a warning to others -- including StorageTek, which is pursuing DMCA-based litigation in order to create a monopoly on the business of repairing its own disk drives.

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